What is the purpose of this Questionnaire?
The purpose of the Risk Profile Questionnaire is to establish an understanding of your risk tolerance and your investment objectives. The following questions help determine the kind of investor that you are. Your advisor utilizes this information to build your investment strategy.
What is the purpose of this investment?
Capital preservation with regular income
Regular income with growth secondary
Capital growth with regular income secondary
Capital growth without regard to income
What is the Time Horizon for this investment?
Less than 3 years
3 – 6 years
6 – 10 years
Longer than 10 years
For this investment, I am concerned about…
Potential for loss
Mostly potential for loss, but need for growth exists
Mostly potential for gain, but still concerned about potential for loss
Potential for gain
If this investment dropped 25% in value over a three- month period, would you?
Liquidate the entire portfolio immediately
Liquidate a portion of the portfolio
Hold on to the portfolio (make no changes)
Increase the investment in the portfolio
This investment represents what percent of your total investable assets?
76% to 100%
51% to 75%
26% to 50%
Less than 25%
How many months of living expenses does your current savings cover?
None
1 – 6 months
6 – 12 months
Greater than 12 months
For this investment, which statement best identifies your feelings about risk?
I would only choose investments with low risk
I would choose a mix of investments, mostly having low risk, and a smaller amount having high risk with the potential for greater return
I would choose a mix of investments, some with a low degree of risk, but the majority having higher risk with the potential for greater return
I would choose higher risk investments that have greater potential for higher returns
For this investment, what level of diversification would you expect to see?
Investments with a low degree of risk, willing to accept lower returns
A mix of lower risk/return investments with a small proportion in high risk
A mix of higher risk/ return investments with a small proportion in low risk
Investments with a higher degree of risk and greater return potential
For this investment, what is your anticipated average annual return above inflation over the next 5 years?
Inflation + 1%
Inflation + 2%
Inflation + 3%
Inflation + 4% or greater
In how many years do you expect to retire?
I am retired
0 – 5 years
6 – 15 years
Greater than 15 years